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Hong Kong No. 149 license application purpose,Apply for Hong Kong financial license

Financial card care question

Cooperation and exchanges between Hong Kong and the Mainland are reflected in all aspects,Securities exchange is one aspect。Securities exchanges between Hong Kong and mainland China benefit from the opening of Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect.,Many mainland companies are no longer satisfied with deploying the mainland's financial market.,Instead, target the market overseas,At the same time, we also pin our hopes on the application of Hong Kong No. 149 license.,What is Hong Kong License No. 149?,办理用途是以下所要着重展开的

香港149号牌照办理是比较受欢迎的三类香港券商牌照,in Hong Kong,一共有十大类受规管业务资格牌照,The main topic here is Hong Kong License No. 149.。spread out in turn,Hong Kong License No. 1,License to apply for to engage in securities trading;Hong Kong license No. 4,Securities license to provide securities advisory services;Hong Kong license number 9,Generally, it is a qualification document applied by an asset management company.。

Hong Kong Securities Regulatory Commission handles Hong Kong No. 149 license

Require

Different,There is also a certain difference in difficulty。————————香港149号牌照办理用途先了解到这里,Hong Kong No. 149 license application

Require

That's what everyone cares about,It is no less difficult for the Hong Kong Securities Regulatory Commission to approve the Hong Kong No. 149 license than in mainland China.,尤其是在找到对应的持牌人员的环节上

licensed corporation

Require

Set up a company in Hong Kong,And the minimum threshold for rent payment is 5 million yuan,Have liquidity of more than 3 million yuan。Hong Kong License No. 149 Licensed Corporation

Require

There are more than two persons in charge,And one of them must be the Securities and Futures Commission of Hong Kong

Require

executive director of。Hong Kong No. 149 license application

Require

Basically meet the conditions,就能够向香港证监会提出相应的申请了

The applicant brings all the information to the Securities and Futures Commission of Hong Kong for review in person or by entrusting an agent.,The Securities and Futures Commission of Hong Kong looks at the financial situation、Solvency、Educational qualifications、Qualifications、Coordinate management capabilities、Reputation、Conduct assessment on character and other aspects,Determine whether the applicant is eligible to apply。Applicants for issuance of Hong Kong license No. 149,要配合证监会的监督工作

————————Within 1 month after the issuance of Hong Kong license No. 149,Notify the SFC of the company’s financial year end date;Within 4 months after the end of the financial year,Submit the company's audited accounts and other required materials and submit the company's financial resources declaration form to the China Securities Regulatory Commission every month。This is the follow-up work that needs to be completed after the Hong Kong No. 149 license is successfully processed.。

The largest professional organization for handling Hong Kong No. 149 license in Guangdong Province,Ten years of focus on Hong Kong financial license application,Long-term business dealings in Hong Kong,There are a large number of professional licensees to connect with。To cater to investors’ desire to quickly launch a business

Require

,I now have Hong Kong financial license number 1-9 in hand.,Complete the corresponding changes,Welcome to further communication on the details of Hong Kong No. 149 license application。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of 林子轩

林子轩

林子轩先生拥有 15 年的证券资产管理及投资银行经验曾在多家持牌金融机构担任高级合规负责人他精通香港证券及期货事务监察委员会 (SFC) 的监管要求成功主导过 SFC 第 1、4、9 类牌照(包括法人及个人负责人员 RO 牌照)的申请与年度维护他尤其擅长制定和执行财务资源规则 (FRR)、内部控制系统以及确保公司完全符合 SFC 在客户审查(KYC)和反洗钱(AML/CFT)方面的要求以满足严格的监管合规标准

擅长领域SFC 牌照(Type 1, 4, 9)申请及维护RO/MIC 审批内部控制制度客户资产规则 (FRR)、KYC/反洗钱政策

曾任职机构国际投行持牌证券交易公司资产管理公司

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