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Detailed explanation of Hong Kong No. 149 license application_Hong Kong No. 149 license agency_

Financial card care question

With the interconnection of securities mechanisms between Hong Kong and mainland China,,Mainland enterprises want to occupy a place in overseas markets through Hong Kong No. 149 license application。Judging from the current situation of Hong Kong 149 license application,Most of them are mainland companies with relatively strong backgrounds.,Against the backdrop of increasingly saturated financial markets in the Mainland,,Hong Kong’s financial license has become the key to expanding business scope in the mainland。

Hong Kong financial licenses are divided into ten categories,Then the following will provide a detailed explanation of the Hong Kong No. 149 license.,and agency matters。————Manager Peng Yi of Hong Kong Xintong:134-170-46218————Hong Kong No. 149 license plates have different functions and

Advantages

location,Among them, Hong Kong No. 1 plate has the function of securities trading.,Hong Kong License No. 1 is currently the one with the most holders among the ten types of licenses,Mainly related to the relatively broad scope of business it can engage in。

Hong Kong No. 4 license is applied for by companies that need securities consulting services.,Can provide clients with professional guidance on securities。

Hong Kong’s No. 9 license plate is a key target for mainland enterprises, especially large private equity institutions.,with it,Applicants can apply to provide asset management services to overseas customers,Detailed functions and functions of Hong Kong No. 149 license application

Advantages

Details are as follows:The Securities and Futures Commission of Hong Kong is responsible for the issuance of Hong Kong No. 149 license,For various brokerage licenses,The China Securities Regulatory Commission has different

Require

,There are also differences in the difficulty of handling。

generally,Hong Kong 149 license application

Require

Mainly from paid-up capital、Liquid capital、Register a company、Company structure、Personnel in charge of the organization and other aspects will be carried out。

Among them, paid-up capital and liquid capital

Require

Please refer to the picture below:And those applying for a licensed corporation,A company needs to be registered in Hong Kong,and have appropriate corporate structures and internal regulatory systems in place,Head of organization

Require

There must be more than two,And it's not a random job,His competency is mainly conferred by the Hong Kong Securities Regulatory Bureau through designated examinations.。

According to the above

Require

It seems,Applying for Hong Kong license No. 149 is not an easy qualification to obtain.,However, companies holding Hong Kong 149 license,means occupying a place in the international market。

————Manager Peng Yi of Hong Kong Xintong:134-170-46218————Currently the No. 149 license agent in Hong Kong.、Agents with the most transfers,We have a professional business team in Hong Kong responsible for handling Hong Kong No. 149 license、Acquisition and other work,by a team of lawyers、The audit team is responsible for liquidation,Maintain long-term cooperation with Hong Kong approval authorities,Be more familiar with internal policy trends,For Hong Kong 149 license application, please consult——Manager Peng Yi of Hong Kong Xintong:134-170-46218————


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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