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Hong Kong No. 149 license application,Current cards can be transferred

Financial card care question

The Hong Kong stock market is a free system that connects the world,However, most enterprises in mainland China are hampered by various domestic restrictions on financing.,have turned to the Hong Kong securities market.。Hong Kong No. 149 license application is usually the three types of licenses that mainland enterprises will apply for when entering the Hong Kong market.,Equipped with securities trading、Securities consulting and asset management and other business purposes。

Hong Kong has corresponding applications for each type of financial business qualification license.

Require

,However, the basic conditions for applying for Hong Kong No. 149 license cannot be separated from the following points::

  1. Apply in the name of a Hong Kong company or an overseas corporation established in Hong Kong;
  2. 2Licensed person in charge of corresponding activities,

Require

It is a designated degree、Those who have 3 years of relevant working experience and have obtained qualifications through examinations prescribed by the Hong Kong Securities Regulatory Commission;

  1. Have a solid financial position and solvency;
  2. The individual or organization is competent,Conduct activities honestly and openly。

Hong Kong stocks surge、The impact of factors such as the strengthening of financial supervision on the mainland,Accelerating the pace of mainland investment in Hong Kong,Hong Kong’s No. 149 license application has increasingly higher screening standards for applicant organizations,Corresponding prices are also rising all the way。In order to provide mainland enterprises with more convenient activities to carry out their needs,Currently following through the long-term market,Acquire Hong Kong No. 149 licenses with different qualifications,Current cards can be transferred,Lower than regular market price。

After applying for Hong Kong license No. 149,Investors can use the No. 14 license to carry out securities trading activities,If it is a big number 1 card,Can provide securities investors with services related to securities and options trading,Hong Kong License No. 4 as a Securities Advisory License,For securities companies, it is an important qualification license to improve the securities service sector.。

Hong Kong’s No. 9 license is equivalent to the mainland’s private equity license,It can manage assets for overseas customers,Allocate funds globally,Not subject to capital controls。9License plates also come in different sizes,If you are applying for a No. 9 license,Then the unit can establish a public offering fund,Carry out fund retailing。

,The largest professional organization for handling Hong Kong No. 149 license in Guangdong Province,Ten years of focus on Hong Kong financial license application,Long-term business dealings in Hong Kong,There are a large number of professional licensees to connect with。To cater to investors’ desire to quickly launch a business

Require

,I now have Hong Kong financial license number 1-9 in hand.,Complete the corresponding changes,Hong Kong No. 149 license application,Details of the current license are welcome and further communication is welcome.。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

U.S. MSB license plate picture

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