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香港149号牌照办理流程香港149号牌资质办理费用

Financial card care question

Hong Kong Xintong Peng Yi said qualifications:随着现在经济发展现在市面上存在的理财机构理财app也越来越多大了说有p2p等各种借贷软件小了说也有我们生活中经常用到的支付宝余额宝。now,理财已经成为了相当火爆的话题之一各种金融机构如雨后春笋一般出现

也有比较多的公司在经营的过程中考虑拓展香港方面的业务,This article mainly introduces to you,Hong Kong License No. 149

Process

香港149号牌资质办理

cost

。Because Hong Kong financial licenses are identified by serial numbers,Some mainland people who want to do business in Hong Kong often need to do relevant homework on the license first.。

在了解香港149号牌照出让及出售之前,Let’s first discuss the functions and uses of license No. 149 and the application

Require

Make a rough summary。

香港149号牌照出让《证券及期货条例》类牌照:Purpose of securities trading license:It is used to provide various services for securities trading to customers.,Such as providing stock and option trading services;Ability to buy and sell bonds for clients、Functions such as buying and selling mutual funds,It is the one with the largest number of individuals and entities among the 9 types of licenses.。Apply

Require

:It depends on whether you hold client assets to operate funds,Generally, the difficulty of applying for a license to hold assets is different from that of a license not to hold assets.。

香港149号牌照出让《证券及期货条例》第四类牌照:Securities advisory license purpose:It’s a consulting license,Units holding such licenses,Can give investors some appropriate investment advice,Generally to facilitate securities transactions,Hong Kong No. 4 license will be applied for together with Hong Kong No. 1 license。

Apply

Require

:Register a Hong Kong company,Configure a corporate structure appropriate to the company's business scale,2RO above the name,Can be used with 1、9License holders of licenses overlap。香港149号牌照出让《证券及期货条例》第九类牌照:Purpose of asset management license:Able to help overseas customers manage assets,It is a type of Hong Kong financial license sought after by large mainland private equity institutions.。

The innocent heart of the mainland、Shengshi Investment、Tianma Assets has entered the Hong Kong market through application or acquisition.。以上就是关于香港149号牌照

Process

香港149号牌资质办理

cost

的基本信息希望能为大家提供到相应的帮助。in general,想要用短的时间办理下来好是可以找到一家专业的代办机构

如果大家想咨询更多关于代办香港金融牌照的相关信息可以直接与我联系哦。Related products:Hong Kong License No. 149

Process

, 香港149号牌资质办理

cost


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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Shenzhen Japanese company registration process Japanese companies

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How to register a Japanese company? How to register a Japanese company?

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What conditions and information are required for Hong Kong company registration?

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