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Hong Kong No. 149 license application_Leading the era of asset allocation

Financial card care question

Domestic financial industry is turbulent,Far less stable than overseas assets,Therefore, in recent years, domestic private equity and other financial institutions have been applying for Hong Kong No. 149 licenses.,The new battlefield of Zhulu International Assets has begun。An Internet giant made predictions about the future Internet industry,Internationalization will become a prudent but inevitable choice,The same is true for the financial industry。

Today we will focus on the matters related to Hong Kong No. 149 license application,Help more companies win in the era of asset allocation。Hong Kong financial licenses can be divided into 10 types based on serial numbers.,Hong Kong’s No. 149 licenses rank among the top three in terms of number of applications and degree of attention。Hong Kong License No. 1 is a securities trading license,Financial institutions that obtain this license can help customers open overseas accounts。

Hong Kong License No. 4 is a securities consulting license,After obtaining this license, you can provide clients with advice on asset allocation.。The Hong Kong License No. 9 is the asset management license we are familiar with.,After successful application, you can directly issue funds to help customers manage their assets.。It is not easy to apply for Hong Kong No. 149 license,If you can apply easily,Hong Kong’s financial industry will not become the safest financial center。

The Securities and Futures Commission of Hong Kong will review the licensed personnel of the applicant organization,Qualifications of responsible personnel,Including work experience, etc.。The more types of Hong Kong financial licenses the same financial institution applies for,,the number of licensed persons and

Require

will also increase accordingly。Based on the application status in the past two years,The Securities and Futures Commission of Hong Kong issues more than 300 Hong Kong No. 149 licenses every year,Most of them were applied by mainland financial institutions.。

License No. 149 in Hong Kong

Process

middle,First, you need to set up a branch in Hong Kong,Apply in the name of Hong Kong branch。Preliminarily meets SFC

Require

after,Further investigation into shareholder backgrounds, etc. is required.。If the applicant is not experienced enough,Generally speaking,It may take more than half a year to apply for the Hong Kong No. 149 license.。

There are certain differences between the Hong Kong No. 149 license and the Mainland financial license.,Direct transfer and acquisition are more troublesome,Generally, it needs to be merged together with the individual licensed personnel and responsible personnel.。So it would be easier to handle it directly.。

,It is the largest financial license processing and transfer service provider in China and Hong Kong.,Not only can we provide Hong Kong No. 149 license application services in as short as two months,,at the same time,There are also ready-made Hong Kong financial licenses on hand for transfer,Whether you are a powerful customer or a start-up, you can get top-notch services。It is recommended that you need to have a more in-depth understanding of the relevant matters related to the Hong Kong No. 149 financial license.,You can call us directly to communicate and understand clearly.。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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