Before Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect were opened,，Many people have only a cursory understanding of Hong Kong’s securities licenses.，The securities markets of the two places are not related.。these few years，Securities trading in Hong Kong and Mainland China has become significantly more active，投资者们对香港149号牌照办理功能与流程关心起来，不乏借助香港平台部署国际市场的现象出现。
以下将围绕香港149号牌照办理功能与流程进行展开香港1号牌照：Generally, it is a securities dealer license applied for by a securities trading company.，Mainly able to provide customers with services such as buying and selling stocks or stock options.；Hong Kong license No. 4：Generally, it complements the Hong Kong No. 1 plate photo，Securities advisory license，Mainly able to provide clients with insightful securities investment advice；Hong Kong license number 9：It is a popular license sought after by major private equity management funds in the mainland in recent years.，The main function is to manage assets for customers。
Mainland private equity management funds mainly aim to absorb international funds.，Hong Kong No. 9 Plate is one of the mainstream ways for large-scale domestic private equity to go overseas.。————————大概了解了香港149号牌照办理用途之后，一起来看看香港149号牌照办理
Require
。Since the Hong Kong Securities Regulatory Commission has different levels of flexibility in licensing approval,，The difficulty of applying for Hong Kong No. 149 license is also different.。
The same thing is，Hong Kong 149 license application requires more than 2 licensed persons in charge，Licensed corporations applying for each type of license
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Establishing a Hong Kong or non-Hong Kong company in Hong Kong。The prerequisite for applying for Hong Kong No. 149 license is that the company's business structure and internal supervision system must be perfect.，And have good financial status and solvency，The minimum paid-up share capital and working capital are not less than the basic standards of HKD 5 million and HKD 3 million respectively.。
The responsible person needs to participate in relevant tests specified by the Hong Kong Securities and Futures Commission，以保证具备基本的证券专业素养，确保业务活动的常规开展。————————In the later stage of Hong Kong No. 149 license application, you need to cooperate with the relevant review work of the Hong Kong Securities Regulatory Commission.，After obtaining Hong Kong 149 license，The company's operational activities must strictly comply with the relevant provisions of the Securities and Futures Ordinance promulgated by the China Securities Regulatory Commission.。
Companies must regularly submit audited accounts and financial audit statements to the China Securities Regulatory Commission。
The mainland is not familiar with Hong Kong’s financial license application policies and applies blindly.，Hitting the wall abounds everywhere，Ten years of experience in assisting mainland investment companies to obtain qualifications to conduct business in Hong Kong，Provide agency services to customers、transfer、Acquisition and other comprehensive services，At the same time, we have licenses of 1.2.3.4.6.9 to provide services，If the purpose of applying for Hong Kong No. 149 license is the same as
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Still have doubts，Welcome further communication。
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