about Us blog post Contact us

Contact us now

Copied 13417046218 to clipboard,Please add friends on WeChat。

Hong Kong No. 149 license application,How to find a licensee?

Financial card care question

Hong Kong is an international financial center,The securities market was once active,In recent years, Guangdong and Hong Kong have connected two major mechanisms: Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect.,Giving mainlanders new choices for their capital allocation,More mainland investors are eager to rely on Hong Kong as a platform,Directly integrate with international capital markets,The application for Hong Kong license No. 149 is an important measure.。

Hong Kong’s financial license regulatory system is very different from that in the Mainland,Hong Kong’s regulated financial licenses are divided into 12 categories,What kind of financial activities are you engaged in?,Requires 2 licensees,These two licensees have higher academic qualifications、Business qualifications and majors

Require

,Therefore, it is more difficult to find the license holder.,It is also a difficult problem that needs to be solved when applying for Hong Kong No. 149 license.。

In addition to licensee search,Hong Kong No. 149 license needs to meet the following conditions to meet the review threshold of the Hong Kong Securities Regulatory Commission: Have a company in Hong Kong,Or an overseas corporation registered in Hong Kong; Have a business structure and internal control system that comply with the requirements of the Hong Kong Securities and Futures Commission; Have the appropriate financial capabilities,Be able to maintain at least the required paid-up share capital and liquidity at all times; Apply for Hong Kong license No. 149,The Hong Kong Securities Regulatory Commission mainly implements the above factors,For mainlanders,On the one hand, I am relatively unfamiliar with Hong Kong policies.,on the other hand,Since there is a mandatory requirement for license holders to graduate from accounting、Business Administration、economy、Talents with a degree in finance or law and qualifications in 2 subjects can serve,Have 2 years of management experience and 5 years of relevant experience at the same time,These

Require

All increase the difficulty of finding licensees。

Financial license holders in Hong Kong can be held by individuals or entities.,Summed it up,As of December last year,The number of companies holding Hong Kong licenses No. 1, 4 and 9 are 1247 respectively.、1291and 1477。However, there are relatively few units that apply for three Hong Kong licenses No. 149 at the same time.。

After finding a suitable licensed candidate,Can be responsible for the development of corresponding activities,2One of the licensees must be an executive director,One is the base manager,An enterprise applies for Hong Kong license No. 149 at the same time,No need to use 6 licensed responsible persons,Since individual positions can overlap,Therefore, these three types of licenses only require 3 licensees to be responsible for daily business operations.。

The largest professional organization for handling Hong Kong No. 149 plates in Guangdong Province,Ten years of focus on Hong Kong financial license application,Long-term business dealings in Hong Kong,There are a large number of professional licensees to connect with。To cater to investors’ desire to quickly launch a business

Require

,I now have Hong Kong financial license number 1-9 in hand.,Complete the corresponding changes,Hong Kong No. 149 license application,How do licensees find details? We welcome further communication.。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editor of this issue:

Picture of Aaron Pengyi

Aaron Pengyi

2009Graduated from Cambridge University, UK,Singaporean,Hong Kong permanent resident。

Engaged in cross-border financial and corporate compliance consulting for 16 years,Focus on various types of license applications in Hong Kong (149、9Number、MSO、insurance broker、moneylender)、Offshore company registration (BVI、Japan、Singapore、Taiwan、UK) and offshore fund establishment。

Good at efficient compliance solutions and cross-border architecture planning,Has served more than 1,000 companies。

If you encounter difficulties in cross-border financial business,please contact me。

Financial card care question

Hong Kong company registration、transfer

Hong Kong company registration and transfer Hong Kong company registration and transfer Hong Kong company information notarization Investment foreign company registration Register Hong Kong company,Transferring ready-made companies in Hong Kong,Complete set of information on ready-made companies in Hong Kong,
Financial card care question

Things you need to know about registering an offshore company

Today, Manager Peng Yi of Shanghai Yushang is here to tell you about the registration of offshore companies.。first,What is an offshore company? offshore company,Refers to the company operating outside the place of registration,A company that cannot operate in the place of registration。An offshore company is an international business company,
Financial card care question

Apply for Taiwan company

In the region, Taiwan's material agency provides assistance to achieve closed contracts and reliable service targets all over the country, no matter from which perspective,Taiwan's economic strength will never fall behind。Although the land area is not large,The population is not dense either,
Financial card care question

Hong Kong Company Registration Office and Hong Kong Overseas Investment Registration Process

Overseas investment filing Manager Peng Yi Overseas tax preparation vie structure Overseas company registration and account opening ODI Overseas investment registration and filing all-inclusive processing Can any type of company apply for overseas investment filing? Overseas investment filing means a company or individual