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香港149号牌是什么现在申请香港149号牌难度高吗

Financial card care question

香港149号牌是证件会管辖下的香港类金融牌照的三种每一类牌照都对应了一块相应的业务很多人对于现在申请香港149号牌的难度高吗所有疑惑港信通国际在这里可以明确告诉大家难度是高的针对不同种类的牌照香港证监会对于的管理人员

Require

都不同但也都比较高

例如一号牌

Require

持牌负责人不能够低于2名至少要有一名风控官。1,There must be at least two agency heads。The person in charge of the organization needs to have relevant industry qualification certificates or five years of experience in related industries.。2,Registered capital and working capital need to meet the corresponding Hong Kong No. 1 license application conditions

Require

。3,The company entity needs to be a Hong Kong company,or a foreign company registered with the Hong Kong Registrar。

4,The company’s business structure must be good,Able to respond reasonably to risks and crises in the business operation process。5,Corresponding directors are required,Responsible personnel, etc.。申请香港号牌的时候,All funding sources need to be own funds,therefore

Require

Shareholders need to provide supporting documents such as bank account statements for the previous year.。

Application process

middle,It is also necessary to provide the contract signed by the company entity and the commercial institution,The quantity cannot be less than three servings,Among them, the lease contract can be regarded as a。由于香港号牌

Application conditions

Still relatively high,

Application process

There is also a certain complexity。Recommended for customers who want to go deeper,可以直接来电联系港信通国际了解清楚

The China Securities Regulatory Commission does not have very specific regulations on relevant procedures.

Require

但是实际上办理香港号牌还是有很多需要注意的。For example, the registered capital of a registered Hong Kong company should not be less than HK$5 million.,This will make it easier to receive approval from the China Securities Regulatory Commission.,It will also help you apply for a corresponding work visa later.。

500You need to pay HKD 10,000 in actual payment at the beginning.,但是在香港号牌

Application process

after completion,In fact, you can take out part of it,The account balance must be maintained at HKD 3.6 million.。Generally speaking,就能力而言能够成功申请香港149号牌的企业还是需要有一定实力的不单是资金上会有相应的规定在内部的业务架构,Monitoring system,妥善的风险管理以及相关的规则法例

关于香港149号牌是什么现在申请香港149号牌难度高吗相信也已经有了答案如果有需要办理欢迎随时和我联系。Related products:香港149号牌是什么 , 现在申请香港149号牌难度高吗


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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How much tax do you need to pay to register a company in Hong Kong? Many customers start from scratch when it comes to registering a company in Hong Kong.,Especially customers engaged in trading business,Understanding a brand new industry requires a certain amount of understanding,
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Shenzhen Japanese company registration process Japanese companies

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How to register a Japanese company? How to register a Japanese company?

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What conditions and information are required for Hong Kong company registration?

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