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香港149号牌申请要求最新案例解析

Financial card care question

Case analysis according to relevant reports,Zhonghe Credit Suisse, a subsidiary of Golden Sunflower Capital, recently passed the approval of the Hong Kong Securities Regulatory Commission.,Obtained Hong Kong license No. 1.4.9,通过香港149号牌申请,Zhonghe Credit Suisse can use Hong Kong as a platform to integrate with the international capital market,Export domestic assets overseas through compliant channels。Judging from the above case of Zhonghe Credit Suisse obtaining Hong Kong license number 149,reflects two issues。

on the one hand,The increase in mainland China’s total wealth,Investors have higher pursuit of asset allocation;on the other hand,The proposal of the “One Belt, One Road” strategy has better assisted the development of enterprises overseas.。香港149号牌申请

Require

In recent years, it has become a hot topic among mainlanders.。

————————香港149号牌申请

Require

Comparing the differences between financial license applications in the Mainland,Hong Kong's trip is about the financial license management system,Among the 10 types of licenses regulated under the Securities and Futures Ordinance,149The number plates are the top three in application demand.。香港149号牌申请需要有2名对应的持牌负责人(RO),In the Mainland, they are called risk control officers.。

It is not easy for mainlanders to find the corresponding licensed person in charge,Licensees cannot be appointed casually,Compliant licensees should pass relevant tests conducted by the Securities and Futures Commission of Hong Kong,It also applies to the scope of university degrees and industry experience、Have some management experience

Require

很多内地申请人在进行香港149号牌申请过程中举步维艰,Connect with relevant offices in Hong Kong,Concentrated various types of licensed persons in charge,Possess certain industry expertise when applying

Advantages

——————After solving the problem of licensed responsible person,香港149号牌申请还需要满足以下几项

Require

:1.There is a Hong Kong company,or an overseas corporation established in Hong Kong;2.Self-certified that it has a business structure and internal control system that is satisfactory to the Securities and Futures Commission of Hong Kong;3.Must have a stable financial situation。

Hong Kong regulations,Each type of regulated license requires 2 ROs,But in Hong Kong license No. 149,Individual license plates can share the same RO,That is to say,Hong Kong No. 149 license application does not require 6 licensees,Only 3 licensees are needed to operate related businesses normally。

The mainland is not familiar with Hong Kong’s financial license application policies and applies blindly.,Hitting the wall abounds everywhere,Ten years of experience in assisting mainland investment companies to obtain qualifications to conduct business in Hong Kong,Provide agency services to customers、transfer、Acquisition and other comprehensive services,At the same time, we have licenses of 1.2.3.4.6.9 to provide services,若对香港149号牌申请

Require

Still have doubts,Welcome further communication。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editor of this issue:

Picture of Aaron Pengyi

Aaron Pengyi

2009Graduated from Cambridge University, UK,Singaporean,Hong Kong permanent resident。

Engaged in cross-border financial and corporate compliance consulting for 16 years,Focus on various types of license applications in Hong Kong (149、9Number、MSO、insurance broker、moneylender)、Offshore company registration (BVI、Japan、Singapore、Taiwan、UK) and offshore fund establishment。

Good at efficient compliance solutions and cross-border architecture planning,Has served more than 1,000 companies。

If you encounter difficulties in cross-border financial business,please contact me。

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