Investment activities in the Mainland are limited by the existing system，on the one hand，Domestic economic development requires higher-level investment areas，on the other hand，Exchanges between Hong Kong and Mainland China deepen，In Shenzhen-Hong Kong Stock Connect、Against the background of the opening up of the two major stock mechanisms of Shanghai-Hong Kong Stock Connect，香港149号牌照申请对于内地投资人士而言有了新的意义。
Hong Kong No. 149 plate
Application conditions
： 这三类牌照是香港证监会执行的《证券及期货条例》中的一、Four、九类受规管业务资格牌照，功能分别为证券交易、证券和资产管理。三者在
Application conditions
上有差异，也有重合的地方。
- 注册有香港公司，或者在香港注册海外法团；
- 有2名持牌负责人，需要对应相应的牌照，个别牌照可以共用RO，香港149号牌照申请有3名持牌人即可；
- 香港证监会信纳的业务架构和内部监控系统；
- 稳定的财政状况。
香港149号牌申请对持牌人的学历、从业经验以及从业资格都有相应的标准，符合以上提及的，可以向证监会提出申请。 Hong Kong No. 149 plate
Application process
：
- 准备相应的申请材料，包括人员从业资格证书、简历、公司的登记证书、经营范围等等。
- 将申请材料提交到证监会。
- 负责人员和证监会审查部门进行沟通，包括公司的发展方向，风险把控程序，公司运作模式，资产管理程序等等。
- 对符合申请标准的个人发放香港149号牌。 在香港149号牌申请领域具备十年窗口操作经历，现各号香港金融牌照在手，符合各类展业需要。
The mainland is not familiar with Hong Kong’s financial license application policies and applies blindly.，Hitting the wall abounds everywhere，Ten years of experience in assisting mainland investment companies to obtain qualifications to conduct business in Hong Kong，Provide agency services to customers、transfer、Acquisition and other comprehensive services，At the same time, we have licenses of 1.2.3.4.6.9 to provide services，若对香港149号牌申请仍有疑惑，Welcome further communication。
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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
