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Hong Kong No. 149 plate application rules

Financial card care question

As domestic financial companies become more and more interested in overseas investment,,Many financial companies have entered the Hong Kong market。Hong Kong No. 149 license plate application is becoming more and more popular。What is the charm that attracts one company after another to apply for a Hong Kong financial license? In this regard,List of some rules that need to be paid attention to when applying for Hong Kong No. 149 plate。Let’s unveil the mystery of Hong Kong’s financial licenses with everyone。

benefit:Hong Kong No. 149 license plate application can not only expand the scope of investment targets,overseas assets、Derivatives, etc. can be involved。Added asset allocation options for domestic customers,Better meet customer needs,Provide more diverse services to high-net-worth clients。Attract more rational and objective overseas investors,You can enjoy Hong Kong's strong taxation and reduce the larger tax burden.。

、Professionally handling Hong Kong financial licenses for 11 years,The following are some rules that must be paid attention to based on years of experience in handling。Hong Kong No. 149 plate application rules:First, you need to apply to become a licensed corporation;Have a company incorporated in Hong Kong or a foreign company registered at the Hong Kong Registry。The company must have a suitable business structure、Good monitoring systems and qualified personnel capable of handling and managing the risks that arise in the business。

The responsible officer must appoint at least two responsible persons,A responsible officer supervises the relevant operations at all times,Another name needs to be the Securities and Futures Commission

Require

executive director of and has sought approval from the Securities and Futures Commission。Hong Kong No. 149 license plate application capital

Require

:Common points (such as the need to hold client assets),The paid capital is not less than HK$5 million,Liquidity capital is not less than HK$3 million)。

不同之处香港1号牌若申请机构提供证券融资的已缴纳的资本要高于1000万港元,Liquid capital is higher than HK$3 million。Key points for Hong Kong No. 149 plate application to be evaluated by the Securities Regulatory Commission:Applicants (company or individual) will be evaluated from 4 aspects,Licensed institutions and individuals must comply with Hong Kong tax laws and regulations。

from financial status、Solvency;Educational and other qualifications and experience;Whether you are competent and competent、just、Carry out relevant regulated activities honestly;Reputation、character、Reliability and financial soundness。Because there are more details,I will not list the Hong Kong No. 149 plate application rules one by one.。Detailed application process can be consulted.。

Hong Kong financial license professional processing for 11 years,Familiar with the registration process in Hong Kong,Better than the price in the same field

Advantages

and services

Advantages

,Report processing progress to clients from time to time,Let customers rest assured、Worry free、Security service agency。Customer satisfaction is the driving force of our services,Looking forward to working with you!


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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