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香港149号牌申请的条件办理149牌费用需要多少钱

Financial card care question

香港149号牌申请的条件办理149牌

cost

需要多少钱?由于海外资产的稳定性,in recent years,国内金融机构纷纷将目光转向了香港市场香港的金融牌照一般情况下是指证监会发布的1-10号牌而这十张号牌中受关注的就是1.4.9三类了一号牌是香港证券交易牌照获得的金融机构可以帮助客户开设海外账户

4号牌是证券咨询牌照获得的金融机构可以给客户提供资产配置的意见。9号牌照则是资产管理牌照获得的金融机构能够直接发行基金帮助客户管理资产所以149号牌相辅相成基本上都会捆绑办理

  1. Must be a limited company incorporated in Hong Kong or a non-Hong Kong company registered with the Registrar。
  2. The company has an actual office address in Hong Kong (must be written as Class A)。
  3. Have an experienced management team to assist in running the company,business framework、Internal control system and qualified responsible personnel RO。
  4. Must have two licensees,Nationality of licensed individuals and responsible persons,There are no restrictions or special regulations from the Securities Regulatory Commission。

Require

One less responsible officer must be based in Hong Kong,in order to directly supervise the relevant business。

  1. One less responsible person in the company must be a member of the board of directors。
  2. Registered capital of Hong Kong company

Require

500 10,000 Hong Kong dollars;Must always maintain paid-in share capital and liquid capital of not less than 300 10,000 Hong Kong dollars。Must open an account in a bank in Hong Kong。香港149号牌申请的条件复杂办理149牌

cost

需要多少钱实际上也要看具体的办理情况

但是有一个点是和其他的许可证不同香港的号牌直接转让收购是比较麻烦的因为涉及到相关的持牌人员和负责人需要一同并购所以条件符合的情况下直接办理反而会更加容易一些。Related products:香港149号牌申请的条件 , 办理149牌

cost

需要多少钱


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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2026The US MSB license just applied for,Experience sharing

The client is an asset management company from mainland China,Established many years ago,Early business focused on domestic investment management。recent years,With the internationalization of customer structure、Increased cross-border demand for funds,The company began to systematically lay out overseas payment and capital channels,Hope to provide more flexible international payment solutions for high net worth customers。
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