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Hong Kong No. 149 plate application process

Financial card care question

Hong Kong is an international financial center,Concentrates a large number of high-quality financial institutions,A city that comprehensively develops the international financial services industry。Provides a prosperous economic foundation for financial development、A fair and just political environment、Complete and sound financial system、Centralized financial institutions、Policy orientation to encourage and support、Low and reasonable tax costs、High-tech and complete infrastructure。

To break into Hong Kong’s financial market,Engage in financial business,Be clear about the application process for Hong Kong No. 149 plate。To apply for Hong Kong No. 149 plate, you need to meet the following conditions::

  1. Company shareholders (there are already established companies in Hong Kong)、Overseas companies registered with the Hong Kong Registry)。
  2. Corporate structure (appropriate business structure、Internal control systems and competent and qualified personnel),Ability to face and handle risks in management business。
  3. Person in charge (there are two persons in charge,A person who supervises the relevant operations at all times,One is from the Securities Regulatory Commission

Require

executive directors and must seek approval from the Securities and Futures Commission)。The capital required to apply for Hong Kong No. 149 plate

Require

:No. 1 plate:1.The applicant company is an approved trader,Have working capital of more than HK$500,000

Require

  1. The applicant company provides securities with paid-in capital exceeding HK$10 million,Liquid capital is higher than HK$3 million。
  2. The applicant company shall be divided into
  3. 2Other situations than two,已缴纳资本高于500万港元,Liquid capital is higher than HK$3 million。No. 4、Number nine:
  4. Regulated management activities subject to licensing conditions that prohibit holding of client assets,Liquid capital must be greater than HK$100,000。
  5. Other situations except 1,The paid-in capital must be greater than HKD 5 million,Liquid capital must be greater than HK$3 million。

The above is a brief summary of some of the conditions for applying for Hong Kong No. 149 plate.,For more detailed and specific Hong Kong No. 149 plate application, please contact。Professionally handling Hong Kong financial licenses for 11 years,Familiar with the registration and processing of Hong Kong license plates No. 1-10,At the same time, a ready-made Hong Kong financial license is available,Quick transfer available。Long-term guarantee to lead the price in the same field

Advantages

and professional services

Advantages

When applying for transfer, choose a professional and reliable one,Your satisfaction is the driving force of our service,Looking forward to working with you!


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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