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What is the function of Hong Kong No. 149 plate and how much does it cost to buy one?

Financial card care question

Hong Kong No. 149 plate,This is a popular saying,Generally, what people want more is the combination of No. 149 plates.,Therefore, in a broad sense, Hong Kong financial licenses include licenses No. 1 to No. 10 issued by the Securities and Futures Commission.,There is also a licensing system in Hong Kong,Somewhat similar to mainland China,So if you want to do anything in the relevant direction in Hong Kong, you must have the corresponding license.。

1No. 4 is for securities trading and No. 9 is for investment consulting. No. 9 is for asset management.。Generally, there will be more companies in mainland China that require these three cards.。

Seller of the transferred company HK SFC brand 100% Equity sale information transfer price premium 1×00Million holding license 1 (securities) Dealing securities4 (investment advisor) Advising on securities 及9 (Fund management) Asset management office in Hong Kong. The buyer and the seller discussed the subsequent lease arrangement. Number of shareholders. Shareholder. Two responsible officers. 2 ROs responsible officer salary / RO salary The total monthly salary of the two responsible officers is HK$120K. Responsible officer/RO stay The two responsible officers can stay on during the transition period. 3-6 Monthly and the buyer needs to pay the monthly salary of two responsible personnel in total HK$120K monthly profit/loss P/L Small loss financial statement date 2018 Reason for sale:Plans change,Price matching sale transaction conditions 1. After determining the transaction conditions,The buyer and seller need to sign a sales contract 2. After the buyer pays 30% of the deposit to the seller,Can carry out due diligence 3. If the due diligence results are accepted,The buyer regrets the contract/cannot buy for any reason in the future. 4. Pay 30% of the second installment deposit and submit the application to SFC. 5. After receiving approval from SFC.,Pay balance of transfer price (40%),Complete the transaction and interpret Hong Kong’s new regulatory regulations as soon as possible if necessary.:The exchange is expected to obtain a legal license on November 1,The Hong Kong Securities and Futures Commission announced on its official website a management company for virtual asset investment portfolios、Statement on the regulatory framework for fund distributors and trading platform operators。

This regulatory framework and statement,Clarified regulatory guidelines for virtual asset portfolio management companies and fund distributors,clear management、Funds that distribute and invest in virtual assets are required to be licensed and supervised。In addition, it also explores sandbox supervision for digital asset trading platform operators.。The sandbox supervision of virtual asset trading platforms will be divided into two stages,The second phase takes at least 12 months。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editor of this issue:

Picture of Aaron Pengyi

Aaron Pengyi

2009Graduated from Cambridge University, UK,Singaporean,Hong Kong permanent resident。

Engaged in cross-border financial and corporate compliance consulting for 16 years,Focus on various types of license applications in Hong Kong (149、9Number、MSO、insurance broker、moneylender)、Offshore company registration (BVI、Japan、Singapore、Taiwan、UK) and offshore fund establishment。

Good at efficient compliance solutions and cross-border architecture planning,Has served more than 1,000 companies。

If you encounter difficulties in cross-border financial business,please contact me。

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