one、香港9号牌受到关注原因由于国内的A股市场并未完全的国际化，More and more management agencies are beginning to enter the Hong Kong market，Introduce overseas investors by setting up a company in Hong Kong。It is understood，许多私募管理基金有意向香港申请SFC9号牌照，Use Hong Kong as a platform to attract international investors。香港9号的发牌
Require
有哪些？香港9号资产管理牌照对持牌公司的规管活动。
two、Licensing of companies
Require
在评估一家公司是否适当香港9号牌人选时，The company must demonstrate that it has an appropriate business structure、Good internal control system and qualified personnel，To ensure proper risk management and compliance with relevant rules and regulations。Companies planning to apply for an SFC license must also meet relevant capital requirements。
If you hold a Type 9 regulated activity license and will not hold customer information，The company must maintain a minimum liquid capital of HK$100,000。three、对公司人员的规定获发香港9号牌照的资产管理公司必须最少有两名负责人员。也就是OR。在持牌香港9号牌照的个人及负责人员的国籍方面，There are no restrictions or special regulations from the Securities Regulatory Commission。
At least one responsible officer of the asset management company must be a member of the board of directors，However, if other board members are not actively involved in or responsible for direct supervision of asset management activities，They do not necessarily need to be licensed to be responsible persons in the asset management business。
also，Although the Securities and Futures Commission
Require
At least one responsible officer must be based in Hong Kong，in order to directly supervise the relevant business，However, the responsible officer does not need to be in Hong Kong at all times，The condition is that when necessary，The SFC must have immediate access to at least one responsible officer of the asset management company。
Four、我们建议客人的申请方案彭易：建议公司在申请香港9号资产管理牌照前，Pay special attention to the following matters：You should describe in detail the status of the company you intend to apply for CSRC。For example：机构背景、业务性质、业务范畴、Operation mode、管理团队、公司管治。阁下的公司管治应拥有良好的内部监控措施及合资格人员，To ensure proper risk management and compliance with relevant rules。
If a subsidiary is established outside mainland China，Please note whether you need to obtain approval from the mainland regulatory authorities first。
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