According to relevant personnel from Hong Kong’s financial license management department,，The process of applying for Hong Kong No. 149 license plate is relatively simple.。However, because many domestic institutional managers may not be familiar with Hong Kong legal business,，It takes about 3 to 6 months longer than going through a professional agency.，Time periodicity is strong。
From the current point of view，It is not easy for domestic companies to obtain Hong Kong No. 149 license plates.，The Hong Kong Securities Regulatory Commission has regulations：If an enterprise wants to successfully apply for Hong Kong No. 149 license, it must bind two qualified responsible persons.，and there are regulations：When the person in charge leaves the company，The company’s Hong Kong No. 149 license plate became invalid.。
The Hong Kong Document Association also has some key points for evaluation when handling Hong Kong No. 149 plates.：Applicants (including companies or personnel) will be evaluated from four aspects，and must comply with the relevant laws and regulations of Hong Kong。from financial situation、Academic or other qualifications and experience、Whether you have the ability to carry out relevant regulated management activities、Reputation、character、Reliability and financial soundness。
Therefore, if you are planning to apply for Hong Kong No. 149 license plate,，The person in charge of the company will face greater pressure on qualification certification in the short term.。SFC’s strict requirements for responsible personnel to be competent：
- Academic/Industry Qualifications Must hold a university degree in a specified range (e.g. Accounting、Business Administration、economy、Finance and Legal)，For other degrees, at least two subject examinations in the specified scope，or hold a professional qualification (e.g. Chartered Financial Analyst、Certified Financial Planner, etc.)。
- At least 3 years of relevant industry experience and 2 years of management experience。
- Passed the Professional Qualification Examination of the Hong Kong Securities Professional Association。If the selected responsible person does not meet the requirements of the Hong Kong Document Association, the processing cycle of Hong Kong No. 149 plate will be delayed by one to two months.。
I learned recently，A company that did not entrust a professional agency to handle the matter selected a person in charge due to insufficient years of experience in the industry.，As a result, the processing time for Hong Kong No. 149 license plate was extended by two months.，Dealing time is uncontrollable。Therefore, many domestic institutions or companies will choose professional agencies to handle the matter.，The time period will be shortened by at least 3 months。11 years of experience in professionally handling Hong Kong financial licenses，Familiar with Hong Kong’s laws and regulations，
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