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Hong Kong No. 149 plate application process revealed

Financial card care question

There are many investors in the domestic financial market,They will all do some business of arbitrage of market opportunities on both sides.。Global investments based in Hong Kong。Interest rates in Hong Kong are low,If you can open an account with a foreign securities firm,The interest rate for capital allocation shall not be higher than 2%。In Hong Kong, funds can be freely allocated to global markets and are not subject to capital controls.。Because many domestic financial companies have stepped into the heat wave of Hong Kong No. 149 license plate processing,They all want to gain a foothold in the fertile soil of Hong Kong.。

What are the conditions for applying for Hong Kong No. 149 plate?

Require

Woolen cloth?

  1. 公司股东除了要在香港注册成立公司或在香港注册处注册海外公司之外,An actual business office address is also required.、Phone and bank account。
  2. Competencies of Qualified Persons、Shareholder qualifications、Members of senior management (directors、Responsible person、core members),At least 2 responsible persons。
  3. Financial resources are required to maintain your paid-up share capital and liquid capital at no less than[Securities and Futures (Financial Resources) Rules]the relevant amount specified,If you apply for more than one type of regulated activity,Minimum paid-up share capital and liquid capital should be maintained,In the end, the highest amount among the applied amounts for regulated management activities will be determined.。
  4. The source of funds can provide shareholders with bank account statements from the previous year.、Investment funds and stocks statements for the previous year,Proof of assets exceeding HKD 5 million is required。
  5. Contracts signed by the company and other business organizations (three copies required),can include:Lease contract (taxes paid)。
  6. Replace the person in charge after applying for Hong Kong No. 149 plate,Bachelor's degree required for responsible person、Requires no less than 5 years of relevant work experience,You are also required to provide social security information from your most recent job.。There are many types of quotations for Hong Kong No. 149 plate processing,Such as Hong Kong No. 1 plate,Hong Kong small number 9 plate, etc.,For more detailed and specific Hong Kong financial license application quotations, please contact。

11 years of experience in professionally handling Hong Kong financial licenses,Familiar with the procedures of the Hong Kong office、laws and institutions。A ready-made Hong Kong financial license is available for transfer,20% below market price,The only commission-free processing agency in China。Full hosting one-stop service,500+ cases have been successfully processed (including well-known securities companies at home and abroad)、bank、Investment companies with strong capital, etc.)。Contact us for details of Hong Kong No. 149 plate application。We will serve you wholeheartedly!


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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