国内金融行业发展日异月新已不满足于国内的金融交易。更倾向于在香港进行金融交易,因此香港149号牌办理深受广大卷商的青睐。为了更高效、公平有效地促进香港金融证券及期货市场发展,香港证监会对香港149号牌办理的投资者有一整套办理的
Require
。
据办理香港金融牌照经验罗列出一些香港149号牌办理的标准:首先办理香港金融牌照,必须熟悉香港的法律法规和执行条例,一旦违反证监会的法规,视违反的轻重程度,可能会有民事处罚或刑事责任。
其次香港149号牌办理财政资源在任何时候都必须将缴足股本及速动资金维持在不少于《证券及期货(financial resources)the relevant amount specified in the Rules。If you apply for more than one type of regulated activity,The minimum paid-up share capital and liquid capital you should maintain,将以你所申请的有关受规管活动的规定金额中的最高者为准。
同时香港149号牌办理公司的股东有在香港注册成立公司;证监会信任并采纳拥有合适的业务架构、良好的内部监控系统及和资格的人员;须有2名负责人员,一名负责监管业务,另一名任执行董事并要获得证监会的核准。
牌照申请后替换负责人员,Resume of the responsible person is required (
Require
:Bachelor's degree,需具备不少于5年或以上相关前台工作经验),You are also required to provide social security information from your most recent job.。
最后一点特别重要的,香港149号牌办理成功并持牌后,须维持负责人员资格,并遵守《证券及期货条例》来执行,及证监会发出的规则和引导,须定期提交需要审核的帐目及财务申报表,当公司特殊事件或资料需要变更时,应在特定时限内通知香港证监会。更多香港149号牌办理详情联系了解。
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Process
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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant。