The domestic financial industry is developing rapidly，No longer satisfied with domestic financial transactions。Prefer to conduct financial transactions in Hong Kong，Therefore, Hong Kong No. 149 license plate processing is favored by the majority of dealers.。In order to be more efficient、Fairly and effectively promote the development of Hong Kong’s financial securities and futures markets，The Hong Kong Securities Regulatory Commission has a complete set of procedures for investors who apply for Hong Kong No. 149 license plates.
Require
。
Based on the experience in applying for Hong Kong financial licenses, some standards for Hong Kong No. 149 licenses are listed.：First apply for a Hong Kong financial license，Must be familiar with Hong Kong’s laws, regulations and enforcement regulations，Once you violate the regulations of the Securities Regulatory Commission,，Depending on the severity of the violation，There may be civil penalties or criminal liability。
Secondly, the financial resources of Hong Kong No. 149 license plate must be maintained at no less than the amount of paid-in capital and liquid capital at any time.(financial resources)the relevant amount specified in the Rules。If you apply for more than one type of regulated activity，The minimum paid-up share capital and liquid capital you should maintain，The highest of the prescribed amounts for regulated activities that you apply for will be used。
At the same time, the shareholders of the company handling Hong Kong license plate 149 have registered a company in Hong Kong.；The SFC trusts and adopts a suitable business structure、Good internal control systems and qualified personnel；There must be 2 responsible persons，One person oversees the business，Another person serves as an executive director and is subject to approval by the Securities and Futures Commission。
Replacement of Responsible Officer after License Application，Resume of the responsible person is required (
Require
：Bachelor's degree，Requires no less than 5 years or more relevant front desk work experience)，You are also required to provide social security information from your most recent job.。
The last point is particularly important，After successfully applying for Hong Kong No. 149 plate and holding the license，Responsible officer qualifications must be maintained，and comply with the Securities and Futures Ordinance.，and the rules and guidance issued by the Securities Regulatory Commission，Accounts and financial statements that need to be reviewed must be submitted regularly，When company special events or information needs to be changed，The Securities and Futures Commission of Hong Kong should be notified within a specific time limit。For more details on how to apply for Hong Kong No. 149 plate, please contact us.。
11 years of experience in professionally handling Hong Kong financial licenses，Familiar with Hong Kong’s laws and regulations，
Process
。A ready-made Hong Kong financial license is available for transfer，20% below market price，The only commission-free professional handling agency in China。Full hosting one-stop service，500+ cases have been successfully processed (including well-known securities companies at home and abroad)、Investment companies with strong capital, etc.)。Contact for details。We will serve you wholeheartedly!
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
