- Must be a limited company incorporated in Hong Kong or a non-Hong Kong company registered with the Registrar。
- The company has an actual office address in Hong Kong (must be written as Class A)。
- Have an experienced management team to assist in running the company，business framework、Internal control system and qualified responsible personnel RO。
- Must have two licensees，Nationality of licensed individuals and responsible persons，There are no restrictions or special regulations from the Securities Regulatory Commission。
Require
At least one responsible officer must be based in Hong Kong，in order to directly supervise the relevant business。
- At least one responsible person within the company must be a member of the board of directors。
- Registered capital of Hong Kong company
Require
500 10,000 Hong Kong dollars；Must always maintain paid-in share capital and liquid capital of not less than 300 10,000 Hong Kong dollars。Must open an account in a bank in Hong Kong。
There are other details for applying for Hong Kong financial license No. 1469.
Require
Can I ask what exactly the Hong Kong financial license is used for?
License Category 1 Securities Trading·Provide trading/brokerage services of stocks and stock options for clients·Buy and sell bonds for clients·Buy/sell mutual funds and unit trust funds for clients·Place and underwrite securities Category 2 Futures Contract Trading·Provide clients with trading/brokerage services of index or commodity futures·Buy/sell futures contracts for clients Category 3 Leveraged Foreign Exchange Transactions·Conduct foreign exchange transactions for clients on margin Category 4 134-170-46218 Providing advice on securities·Providing investment advice to clients on selling/buying securities·Issuing research reports/analyses on securities Category 5 Advising on futures contracts·Providing clients with investment advice on selling/buying futures contracts·Issuing research reports/analyses on futures contracts Category 6 Providing advice on corporate finance·Serving as a sponsor for an initial public offering for a listing applicant·Providing advice on corporate acquisitions、Provide advice on mergers and share repurchases code · Advise listed companies on compliance matters under the Listing Rules Category 7 Provides automated trading services · Operate electronic trading platforms that match customer orders Category 8 Provides securities margin financing · Providing financing to clients who buy stocks and uses the clients’ stocks as collateral Category 9 Provides asset management · Manages securities or futures contract investment portfolios for clients on a discretionary basis · Manages funds on a discretionary basis Category 10 Provides credit rating services · Provides credit rating services to companies、Our company specializes in preparing reports on the creditworthiness of bonds and sovereign states.，pawn shop，auction house，Charitable foundation，Hong Kong No. 1469，Hong Kong insurance broker，Domestic insurance broker，Domestic/outbound travel agency，Security services company，Drug business license (wholesale),medical device，Hazardous chemicals business license，technology company，trading company，Wenwangwen，China and Hong Kong license plates，Hong Kong Finance Company，Dangerous Goods Road Transport License，Internet finance company，asset management company，Overseas company registration and other special industry license processing and transfer。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
