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香港149号金融牌照大小牌区别以及用途

Financial card care question

香港是三大国际金融中心之一它不仅是内地金融机构走出去的桥头堡更是国际资本市场的摇篮在内地投资市场形势变化剧烈的形式之下申请一个香港金融牌照成为了内地很多公司吸引更多海外投资者和为内地客户配置海外资产的重要方式以下重点介绍为热门的149号牌照申请的具体情况

one、香港1号牌照香港1号牌照有大小之分大牌是券商能够为客户提供证券产品买卖的服务小牌是中间商和介绍人只能推荐客户到券商处购买证券产品SFC下发的香港1号牌照(含大牌和小牌)一共有一千多个从03年到现在也就仅仅增加了四五百个可见香港1号牌照申请难度还是比较高的

很多企业会考虑委托一个办理机构去申请或者直接收购一个现成的香港1号牌照。two、香港4号牌照香港4号牌照并非与交易直接相关的金融牌照香港4号牌照是一个交易咨询类型的牌照这个很像内地的投资咨询公司资产管理咨询公司内地没有一个单独的咨询牌照

但是在香港如果要为投资者人提供这种咨询服务那么同样需要拿到这样一个金融牌照。Generally speaking,4号牌照和1号、9号香港金融牌照会搭配使用因为这样既能够为客户提供交易服务同时也能够提供咨询服务。4号牌照的数量不少同样有一千多个

three、香港9号牌照香港9号牌照又称为香港资产管理牌照,2017年火的应该就数这个牌照了一整年下来有一百多家机构完成了香港9号牌照申请其中有很多都是由内地的私募机构获取的尤其是一些比较知名的私募机构

内地私募想要获得9号牌照并不容易除了成本高企人才难觅之外现在还有排队以及申请时间不可控的问题。therefore,在控制成本“试水”海外业务尽快拥有外海产品业绩的考虑下不少私募也选择和有牌照的资管机构合作进军海外这些机构往往成为私募海外探路的“向导”。149license plate

Application conditions

基本上都是差不多的

Application conditions

:1,成立一家香港公司或者到香港注册处完成境外公司登记。2,拥有合适的公司业务架构良好的监控系统能够应对经营过程中出现的业务风险。3,拥有至少两名持有香港相应个人牌照的持牌人员。4,根据经营范围需要符合注册资金和流动资金的低

Require

Related products:实例分析 ,

cost

, 大小牌区别 , 怎样注册 , 用途


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editor of this issue:

Picture of Aaron Pengyi

Aaron Pengyi

2009Graduated from Cambridge University, UK,Singaporean,Hong Kong permanent resident。

Engaged in cross-border financial and corporate compliance consulting for 16 years,Focus on various types of license applications in Hong Kong (149、9Number、MSO、insurance broker、moneylender)、Offshore company registration (BVI、Japan、Singapore、Taiwan、UK) and offshore fund establishment。

Good at efficient compliance solutions and cross-border architecture planning,Has served more than 1,000 companies。

If you encounter difficulties in cross-border financial business,please contact me。

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