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香港1-9号金融牌照区别及办理流程条件汇总

Financial card care question

改革发展的这几十年内地的经济的突飞猛进让内地的企业也有信心向国际市场开拓目前香港的金融公司里有一半是内地企业的股东这代表着内地企业对国际市场的信心很充足但不是所有的内地企业都是可以拿到香港的金融牌照的所以在香港的牌照公司越来越多的情况下对未来在港申请的金融牌照公司在审批上严格

Require

尤其是内地企业的股东背景等等香港的金融牌照的区别以及办理的条件基本大致相同主要的就是审核牌照股东的实力是否是符合香港经济发展的详细

Process

以及每张牌照的区别强联系彭易经理做个前期准备的了解

香港第六类就机构融资提供意见金融牌照监管

Require

Licensed companies must always maintain paid-in share capital and liquid capital not less than the minimum capital

Require

持有客户资金的持牌人必须在香港的银行开立丈护;Client funds must be stored in isolation。All licensees must retain financial solvency and financial standing、Financial Education Overview、Records related to internal compliance and internal control systems。

获取香港第六类就机构融资提供意见金融牌照后续工作发牌后的一个月内通知证监会财政年度终结日期,Within 4 months after the end of the financial year,呈交其经审核账目及其他规定的文件每月向证监会呈交财政资源申报表香港第六类就机构融资提供意见金融牌照好处获颁香港证监会第六类就机构融资提供意见金融牌照后,公司将有资格为境内外机构提供机构融资建议包括并购交易集资活动企业和资本重组证券融资和披露责任事宜

从而带来更为全面的金融平台同时给客户提供多元化的金融产品选择上市公司秘书我们为您上市公司 / 机构提供全面周详的服务由上市前的企业重组至相关法规下的持续合规事务均能协助我们具有相关资格的行政人员能出任为具名公司秘书或联席公司秘书与您的内部公司秘书团队合作监察一切合规事务

彭易经理团队的服务包括以下

  1. 协助设立企业管治架构程序和机制以符合法规的规定
  2. 就会议投票主席讲辞及投资者关系提供最佳实务及运作程序指导
  3. 备存及更新登记册 / 索引纪录以合香港联合交易所的上市规则及香港特别行政区《证券及期货条例》的规定
  4. 协助刊发公司业绩
  5. 处理股份购回及授权港信通专注香港金融牌照机构服务目前彭易经理团队在香港金融牌照申请项目上丰富的经验和超过三十例牌照申请及转让的案例,Let business owners refer to,We have M&A decisions、M&A targets、M&A timing、 M&A stage strategy、Post-merger integration、Financial license application registration、Hong Kong company establishment planning and a complete set of services to help business owners protect themselves,Let professional teams do professional things,We have been engaged in foundation services for thirteen years,Able to accept client entrustments while,Refined division of labor,Complete the application for a Hong Kong financial license in a relatively short period of time,目前彭易经理公司旗下有干净的香港金融牌照转让有需要的企业主随时联系彭易经理了解咨询

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About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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