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Hong Kong 1、4What are the requirements for license plate application?

Financial card care question

with new york、London ranks among the world's three largest financial centers - Hong Kong,It is a fertile ground for the financial world。Many domestic financial companies want to occupy a place in this fertile ground。To carry out financial business in Hong Kong,To carry out securities trading activities in Hong Kong,Let the company go abroad,Enter international financial markets。需要向证监会提出香港1、4License plate application。那香港1、4What are the benefits of applying for a license plate?

Can provide advice on securities,You can also conduct securities transactions in Hong Kong,It can also further consolidate the company’s financial position in the Hong Kong stock market.。Hong Kong 1、4I won’t list the benefits of license plate application one by one.,Apply

Require

as follows:1.Shareholders of the company (a company established in Hong Kong、Overseas companies registered with the Hong Kong Registry)。

2.The company has a suitable business structure、Good internal control system and competent and qualified personnel,Ability to face and handle risks in management business。3.The number of responsible persons shall not be less than two persons in charge,A person responsible for supervising the relevant business,One is from the Securities Regulatory Commission

Require

executive directors and must seek approval from the Securities and Futures Commission。

Hong Kong 1、4There is capital to apply for license plate

Require

,They are as follows:No. 1 plate、1.The applicant company is an approved trader,Have working capital of more than HK$500,000

Require

。2.The applicant company provides securities margin financing,Paid-up capital up to HK$10 million,Liquid capital up to HK$3 million。3.申请公司除以上1、2Other situations than two,Paid-in capital is greater than HK$5 million,Liquid capital is greater than HK$3 million。

No. 4、1.Regulated management activities subject to licensing conditions that prohibit holding of client assets,Liquid capital must be greater than HK$100,000。2.Other situations except 1,The paid-in capital must be greater than HKD 5 million,Liquid capital must be greater than HK$3 million。

The above is only for Hong Kong 1、4Some basics for license plate application

Require

,For more detailed application processing, please contact Hong Kong Financial License with 11 years of experience in processing,The largest Hong Kong financial license operator in Guangdong Province,There are resources to quickly connect to the Hong Kong application office,lower than market price;One-stop service for full custody of Hong Kong number plates 1-10。For details, please contact,We will serve you wholeheartedly and attentively! Looking forward to working with you!


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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