about Us blog post Contact us

Contact us now

Copied 13417046218 to clipboard,Please add friends on WeChat。

What are the channels for applying for securities dealer licenses in Hong Kong 1.4.9_

Financial card care question

Hongkong

  1. 9牌照是目前香港十大券商牌照里面最为抢手的牌照资源,After the Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect were launched successively,,Hongkong
  2. 9牌照办理更是呈现出大的需求更多的内地企业想通过申请香港
  3. 9牌照来和国际市场接轨,Seeking a broader development platform。内地人要申请香港
  4. 9券商牌照办理一般找到委托代办

Hong Kong 1.4.9 license application is to operate securities transactions、Securities consulting、Hong Kong license resources for asset management,All are reviewed and approved by the Securities and Futures Commission of Hong Kong.。So,Let’s analyze the expansion of these three licenses respectively.。

first,Hong Kong License No. 1,Qualifications required by enterprises engaged in securities trading activities,It has more holders than the other nine categories,Generally, you will apply together with Hong Kong License No. 4 - Securities Consulting.,To improve the company's service sector,broker a deal。

————Hou————Hong Kong No. 4 license is a securities consulting business qualification,Generally, it is to make relevant suggestions to clients regarding securities.,And the suggestions made must have reliable reference,Therefore, the Securities Regulatory Commission

Require

Practitioners need to pass relevant tests,To screen out staff qualified to provide securities opinions,Practitioners shall not intentionally mislead clients into purchasing securities.,Otherwise, it will be investigated and handled according to relevant laws and regulations.。

And Hong Kong License No. 9,As an asset management license,It is a key target for the layout of mainland private equity institutions.。Industry insiders believe,9The license is indeed one of the mainstream ways for large domestic private equity companies to go overseas.。Many private equity management funds intend to use Hong Kong as a platform for international investor capital inflows. Looking back at the processing situation of Hong Kong’s No. 9 license last year,A total of 165 institutions have obtained Hong Kong No. 9 licenses from the Hong Kong Securities and Futures Commission.。

But in recent years,The difficulty of applying for Hong Kong’s No. 9 license is also increasing.,The steps are also more complicated,Therefore, many people are considering agency or acquisition channels.。————Hou————Mainland companies are not familiar with the policies of the Hong Kong Securities Regulatory Commission,There are many cases where people run into obstacles because of jumping into the process.,So I went round and round and found an agent.。

代办香港

  1. 9牌照多年从业经验,A professional team based in Hong Kong is responsible for handling、follow up,Maintain long-term communication with the approval department,Ability to accurately grasp policy trends in Hong Kong。If time is taken into consideration,Applicants can also choose acquisition channels to develop their business.。Hongkong
  2. 9券商牌照办理欢迎致电

About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

Financial card care question

How do mainlanders register a Hong Kong company?

How do mainlanders register a Hong Kong company1、ask:I am a mainland resident and want to set up a limited company in Hong Kong,What conditions are needed?answer:One or more shareholders who are over 18 years old。Mainland citizens or overseas persons with a passport or ID card can apply。
Financial card care question

Japan and Hong Kong Virtual Currency License Transfer-Virtual Currency License Registration Application

We all know that the bank’s one-year fixed deposit interest rate is 2.75%,The average annualized income from bank financial management is 3-5%,Yu’e Bao’s annualized return rate on the 7th is about 4%…Why are the return rates of financial products on the market so low?,
Financial card care question

Want to buy from a Japanese company?,Japanese trading company sale and transfer

Many friends who want to set up companies in Japan want to realize post-import trade.,Utilize resources in Japan,Develop markets,Open up import and export channels。There are many conditions that need to be met to set up a company in Japan.,
Financial card care question

What are the conditions for registering a Hong Kong company?

Detailed introduction of Hong Kong Xintong International Peng Yi Aaron said that everyone can realize that this is an extraordinary year in 2026,A lot of things, big and small, have happened in the past six months。Everything affects our lives。