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What are the channels for applying for securities dealer licenses in Hong Kong 1.4.9_

Financial card care question

The Hong Kong 1.4.9 license is currently the most sought-after license resource among the top ten brokerage licenses in Hong Kong.,After the Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect were launched successively,,Hong Kong’s 1.4.9 license application shows great demand,More mainland companies want to integrate with the international market by applying for Hong Kong 1.4.9 licenses,Seeking a broader development platform。Mainland Chinese who want to apply for Hong Kong's 1.4.9 securities dealer license usually find an entrusted agency.。

Hong Kong 1.4.9 license application is to operate securities transactions、Securities consulting、Hong Kong license resources for asset management,All are reviewed and approved by the Securities and Futures Commission of Hong Kong.。So,Let’s analyze the expansion of these three licenses respectively.。

first,Hong Kong License No. 1,Qualifications required by enterprises engaged in securities trading activities,It has more holders than the other nine categories,Generally, you will apply together with Hong Kong License No. 4 - Securities Consulting.,To improve the company's service sector,broker a deal。

————Hou————Hong Kong No. 4 license is a securities consulting business qualification,Generally, it is to make relevant suggestions to clients regarding securities.,And the suggestions made must have reliable reference,Therefore, the Securities Regulatory Commission

Require

Practitioners need to pass relevant tests,To screen out staff qualified to provide securities opinions,Practitioners shall not intentionally mislead clients into purchasing securities.,Otherwise, it will be investigated and handled according to relevant laws and regulations.。

And Hong Kong License No. 9,As an asset management license,It is a key target for the layout of mainland private equity institutions.。Industry insiders believe,9The license is indeed one of the mainstream ways for large domestic private equity companies to go overseas.。Many private equity management funds intend to use Hong Kong as a platform for international investor capital inflows. Looking back at the processing situation of Hong Kong’s No. 9 license last year,A total of 165 institutions have obtained Hong Kong No. 9 licenses from the Hong Kong Securities and Futures Commission.。

But in recent years,The difficulty of applying for Hong Kong’s No. 9 license is also increasing.,The steps are also more complicated,Therefore, many people are considering agency or acquisition channels.。————Hou————Mainland companies are not familiar with the policies of the Hong Kong Securities Regulatory Commission,There are many cases where people run into obstacles because of jumping into the process.,So I went round and round and found an agent.。

Years of experience in handling Hong Kong 1.4.9 licenses,A professional team based in Hong Kong is responsible for handling、follow up,Maintain long-term communication with the approval department,Ability to accurately grasp policy trends in Hong Kong。If time is taken into consideration,Applicants can also choose acquisition channels to develop their business.。Hong Kong 1.4.9 For securities dealer license application, please call us


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editor of this issue:

Picture of Aaron Pengyi

Aaron Pengyi

2009Graduated from Cambridge University, UK,Singaporean,Hong Kong permanent resident。

Engaged in cross-border financial and corporate compliance consulting for 16 years,Focus on various types of license applications in Hong Kong (149、9Number、MSO、insurance broker、moneylender)、Offshore company registration (BVI、Japan、Singapore、Taiwan、UK) and offshore fund establishment。

Good at efficient compliance solutions and cross-border architecture planning,Has served more than 1,000 companies。

If you encounter difficulties in cross-border financial business,please contact me。

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