2016In 2016, under the joint efforts of the China and Hong Kong Securities Regulatory Commissions,，Announced the official opening of stock trading under Shenzhen-Hong Kong Stock Connect，after this，How to apply for Hong Kong license No. 1.4.9 has become a major concern for Hong Kong and mainland companies。At present, Hong Kong’s securities dealer licenses are roughly divided into ten categories: 1-10 licenses.，Among them, the demand for Hong Kong 1.4.9 license application processing is the leading factor.，Mainland people intend to use Hong Kong as a platform to attract international investors。
———————— ：——The Hong Kong No. 1 license is mainly a business operation qualification for securities trading.，Hong Kong Type 1 license holders account for the vast majority of the total number of holders of the ten types of licenses。As of September last year，The total number of individuals and institutions holding Hong Kong’s No. 1 license reached 27,218。
The Hong Kong Securities Regulatory Commission’s supervision of Hong Kong’s No. 1 license is no less stringent than that of mainland China.，Application for corporate registration to engage in asset management and fund advisory business
Require
Is a Hong Kong or non-Hong Kong company incorporated in Hong Kong，The competence of the person in charge of the institution needs to pass the test prescribed by the China Securities Regulatory Commission。 The Securities and Futures Commission’s handling of Hong Kong 1.4.9 license applications
Require
There is a difference，Application difficulty varies。
Hong Kong license No. 4，Under normal circumstances, it plays a supporting role for enterprises holding Hong Kong license No. 1。Individuals and companies holding Hong Kong License No. 4 can engage in activities related to providing securities investment advice.，Units that provide investment advice
Require
Have certain professional experience and pass the ability test prescribed by the China Securities Regulatory Commission。
Licensed corporations applying for Hong Kong license No. 4，At least two responsible persons need to be assigned to supervise activities，At least one of the agency’s proposed responsible persons is a member of the Securities Regulatory Commission
Require
executive director of。To better carry out securities activities for enterprises，Usually Hong Kong license number 1.4 is what companies will consider obtaining at the same time.。
———————— ：——Hong Kong License No. 9 is a Type 9 regulated business qualification license issued by the Securities and Futures Ordinance of Hong Kong.，Mainly engaged in asset management business。Applying for the Hong Kong No. 9 license means obtaining a "passport" to the international capital market，On the one hand, you can directly participate in overseas investment，On the other hand, it can also attract overseas capital inflows。
Application for Hong Kong No. 9 license，Must pay a share capital of no less than HK$5 million，At the same time, the working capital must be more than 3 million yuan。How to apply for Hong Kong license No. 1.4.9，The conditions given by the China Securities Regulatory Commission vary，The application difficulty is also different.。Enterprises applying for Hong Kong 1.4.9 license
Require
Have a real office address in Hong Kong。
The inclusion of Hong Kong license No. 1.4.9 is a reflection of the company’s strong strength.，Help enterprises further explore international markets，Increase international influence。
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