Hong Kong License No. 4 is a license that companies that want to provide securities advice services in Hong Kong need to apply for.。Generally, enterprises will choose to apply for the No. 1 license and the No. 4 license at the same time.，Enterprises holding No. 1 license can conduct securities trading activities，Holder of license No. 4 can provide advice to customers。
Today’s focus is on introducing Hong Kong License No. 4
Process
sum condition，Due to limited space，Want to fully understand how to apply for Hong Kong No. 4 license?，Peng Yipeng：.The main service of the Hong Kong Type 4 license is to provide advice on securities，Don’t think that giving your opinion is risk-free，in the financial circle，If it misleads investors，The Securities and Futures Commission of Hong Kong will impose fines，At the same time, the Hong Kong license No. 4 will be revoked at any time.。
one、There are many conditions that need to be met to legally hold Hong Kong No. 149 license and Hong Kong No. 4 license.，The Hong Kong Securities Regulatory Commission’s review mainly examines the economic strength and solvency of the company.，Examine employees’ academic qualifications and other qualifications and experience，Is the company capable and competent?、Carry out relevant regulated activities honestly and fairly。
The minimum paid-in capital of the enterprise applying for processing
Require
5 million Hong Kong dollars，of working capital
Require
It should be 100,000 or 3 million Hong Kong dollars，It will vary depending on the category。For personnel qualifications，Educational qualifications，Management experience, etc.
Require
Very strict，Relevant work experience must be more than 3 years，Qualification exams required for industry certification，There must be more than two persons in charge。
two、The specific conditions for legally acquiring a Hong Kong No. 49 license will vary depending on the actual business scope of the company.。Enterprise conditions meet，Materials are ready，Finally passed the approval of the China Securities Regulatory Commission and obtained the license。After obtaining the license, the company must notify the China Securities Regulatory Commission within one month of the company’s fiscal year end date.，Submit corporate accounts and other required documents 4 months before closing。Every month, companies need to submit a financial resource declaration form to the Securities Regulatory Commission.。
For detailed Hong Kong No. 4 license application details, please contact Peng Yipeng：。Peng Yi specializes in handling various financial licenses，At the same time, there are many ready-made resources available for transfer，like hong kong 1、4、9There are ready-to-transfer resources available for licenses.，Friends in need please call Peng for details，Negotiate cooperation。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
