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代办申请香港9号牌照,9号牌照的功能及办理条件

Financial card care question

如何申请香港9号牌照

Application conditions

咨询代办申请香港9号牌照 今年来私募基金布局海外的热情有增无减,Especially when Hong Kong stocks soared、Against the background of strong demand for overseas asset allocation from customers,This trend continues to be popular,More and more private equity institutions are obtaining Hong Kong license No. 9、Issuing overseas funds and other forms to set sail overseas。

As domestic securities futures、asset Management、国际信拖、private equity firm,How to apply to the Hong Kong Securities and Futures Commission to successfully obtain these financial licenses,Comprehensively participate in international capital market investment,Expand the scope of investment targets,Enrich investors’ product choices;On the other hand, you can seize investment opportunities in overseas markets.,Improve the company's asset management capabilities and market competitiveness,Entering the ranks of international asset management companies。

香港9号牌照的办理条件代办9号牌照请联系 申请香港9号牌照需要满足的条件

  1. Must be a limited company incorporated in Hong Kong or a non-Hong Kong company registered with the Registrar;
  2. Registered capital of Hong Kong company

Require

50010,000 Hong Kong dollars;

  1. The company must have an actual office address (must be a Grade A office building,If you own property, you need to provide a real estate certificate,If the property is leased, a valid lease contract must be provided);
  2. Competence:business framework、Internal control system and qualified responsible personnel RO;
  3. The company must have two licensees。

如何申请香港9号牌照

Application conditions

咨询代办申请香港9号牌照,Please contact


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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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