Mainland my country and Hong Kong actively seek interoperability in various fields，One of these areas is the securities market。From the successive proposals to the launch of the two major interconnection mechanisms of Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect，Hong Kong fully plays its role in connecting the mainland and international capital markets，

Hong Kong’s financial market has been favored by Chinese companies this year，From the beginning of this year to August 8, 2018，The scale of financing listed in Hong Kong has reached HK$187 billion.。

Everyone knows that the Hong Kong market implements a financial license management system，What kind of financial activities does an individual or unit engage in?，Need to apply for the corresponding business qualification license，Hong Kong license No. 149 is a widely used three types of licenses，

Ruidong Group, a long-established Hong Kong securities firm in which Jack Ma’s Yunfeng Fund has invested, recently announced that，Will launch a mainland joint venture with Shi Yuzhu's Giant Investment and others。According to relevant regulations，The joint venture can obtain a domestic brokerage license，

Mainland private equity firms want to enter the Hong Kong market，Attract overseas resources，Provide more investment channels for mainland customers，Requires Hong Kong license No. 9。The financial industry in Hong Kong implements a license management system，There are currently ten types of financial licenses issued，

在国内金融交易严格监管的情况下，Many domestic financial companies have turned to Hong Kong to enter financial transactions.，It can not only open up the international market but also attract more rational investors from abroad.。What's more important is investing globally in Hong Kong，

Hong Kong as a major offshore and non-offshore center for Asia’s financial markets，Regardless of the maturity of the regulatory framework、Professional knowledge and product development, etc.，They are all at the forefront of the international financial market and are the preferred platform for international investors to invest in Asia.。

Hong Kong License No. 1 currently has the largest number of licensees and units among all Hong Kong securities dealer licenses.，As of September 2016，There are 1,093 licensed institutions and 26,125 licensed individuals respectively.。

Case analysis according to relevant reports，Zhonghe Credit Suisse, a subsidiary of Golden Sunflower Capital, recently passed the approval of the Hong Kong Securities Regulatory Commission.，Obtained Hong Kong license No. 1.4.9，Apply through Hong Kong License No. 149，

Apply for a Hong Kong SFC regulatory license in Hong Kong，The required conditions are nothing more than people and money.，Specifically reflected in the organizational form and personnel qualification requirements。"Intermediary"