Hong Kong License No. 4 is a license that companies that want to provide securities advisory services in Hong Kong need to apply for.。Generally, enterprises will choose to apply for the No. 1 license and the No. 4 license at the same time.，Enterprises holding No. 1 license can conduct securities trading activities，

Case analysis according to relevant reports，Zhonghe Credit Suisse, a subsidiary of Golden Sunflower Capital, recently passed the approval of the Hong Kong Securities Regulatory Commission.，Obtained Hong Kong license No. 1.4.9，Apply through Hong Kong License No. 149，

Continuing the enthusiasm from the previous year，This year, many mainland and Hong Kong companies have acquired the Hong Kong No. 9 plate through applications and acquisitions.。Many companies merged into Hong Kong No. 9，It has only one purpose，

Although the types of Hong Kong financial licenses and Mainland financial licenses are very similar,，But Hong Kong’s financial industry needs to be more developed，Regulatory measures are also in line with international standards。A certain difference can be seen from the work style of the China Securities Regulatory Commission，

Launch of Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect，Allow mainland investors to buy and sell Hong Kong stocks through mainland securities companies，Hong Kong's securities market is booming。The application of Hong Kong No. 149 license is quite popular in Hong Kong and the Mainland.，

Hong Kong 1、4、9Number plate application process，Processing conditions，For detailed questions such as review time, please contact Peng Yi for free：.Enterprises can carry out securities trading activities by applying for Hong Kong No. 1 license，Enterprises that obtain Hong Kong License No. 4 can provide investment advice to customers，

"What are the requirements for applying for Hong Kong license No. 14691?、Must be a limited company incorporated in Hong Kong or a non-Hong Kong company registered with the Registrar。 2、The company has an actual office address in Hong Kong (must be written as Class A)。

Compared with the financial license application in the Mainland,，It is still relatively difficult to apply for a Hong Kong financial license.。Let’s look at a data，As of September last year，There are a total of 1,093 organizations holding Hong Kong License No. 1，

Apply for a Hong Kong SFC regulatory license in Hong Kong，The required conditions are nothing more than people and money.，Specifically reflected in the organizational form and personnel qualification requirements。"Intermediary"

2016In 2016, under the joint efforts of the China and Hong Kong Securities Regulatory Commissions,，Announced the official opening of stock trading under Shenzhen-Hong Kong Stock Connect，after this，How to apply for Hong Kong license No. 1.4.9 has become a major concern for Hong Kong and mainland companies。