The Hong Kong 1.4.9 license is currently the most sought-after license resource among the top ten brokerage licenses in Hong Kong.，After the Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect were launched successively,，Hong Kong’s 1.4.9 license application shows great demand，

Why are Hong Kong’s financial and stock markets so favored by financial investors from Mainland China? Investors in the financial sector have entered Hong Kong’s financial market to compete for territory.，Hong Kong financial license application has increasingly become a major trend in the domestic financial sector。

Hong Kong is a special administrative region under one country, two systems，Due to historical reasons，Hong Kong is relatively open to the outside world，There are more and more cases where mainlanders want to carry out securities and financial services in Hong Kong by applying for a Hong Kong 149 license.。in Hong Kong，

There are a total of 12 types of regulated financial licenses in Hong Kong，The top one is the securities trading license.，That is the Hong Kong brokerage license that we are familiar with.，Hong Kong No. 1 plate。The application procedures and requirements for different types of Hong Kong financial licenses are different.。

There are ten major categories of securities dealer licenses in Hong Kong，Want to start different financial businesses in Hong Kong，You need to apply to the China Securities Regulatory Commission for different types of financial licenses，This article will focus on analyzing license plate No. 149。

香港市场对金融牌照的审批机制有别于内地，按照受规管的活动来说，香港共有12类牌照，而其中，香港1号牌照办理可谓是诸多类牌照中申领数量最多的，By September 2016，

香港九号牌照主要用于境外投融资业务。香港《证券及期货条例》所规定的“资产管理”指房地产投资计划管理或证券或期货合约管理。in，“房地产投资计划管理”

Compared with the financial license application in the Mainland,，It is still relatively difficult to apply for a Hong Kong financial license.。Let’s look at a data，As of September last year，There are a total of 1,093 organizations holding Hong Kong License No. 1，

Hong Kong No. 1 license can be divided into large No. 1 license and small No. 1 license according to different business types.，As the first type of business qualification license regulated under the Securities and Futures Ordinance implemented by the Hong Kong Securities and Futures Commission，Hong Kong No. 1 plate has the function of securities trading，

1、Must be a limited company incorporated in Hong Kong or a non-Hong Kong company registered with the Registrar。2、The company has an actual office address in Hong Kong (must be written as Class A)。3、Have an experienced management team to assist in running the company，