并购香港149号金融牌照条件及
cost
，以申请较多的1.4.9号牌为例，Must be a limited company incorporated in Hong Kong or a non-Hong Kong company registered with the Registrar，The company has an actual office address in Hong Kong (must be written as Class A)，Have an experienced management team to assist in running the company，business framework、Internal control system and qualified responsible personnel RO，Must have two licensees，Nationality of licensed individuals and responsible persons，征监会无任何限制或特别规定。
Require
One less responsible officer must be based in Hong Kong，in order to directly supervise the relevant business，One less responsible person in the company must be a member of the board of directors，Registered capital of Hong Kong company
Require
500 10,000 Hong Kong dollars；必须一直保持实缴股本和流动性资本不少于300 万港币。
Must open an account in a bank in Hong Kong，以上就是关于香港金融
License plate type
逐一介绍，关于牌照申请这方面其实都大同小异，都是以香港公司为监管条件去申请牌照的。Shareholder background
Require
：1.主体资格：Must be a company incorporated in Hong Kong or an overseas company registered with the Hong Kong Companies Registry，并购香港149号金融牌照条件及
cost
。
- Competence：持牌法团及注册机构在进行相关业务时，要管理好在经营时可能面对的风险，具体而言即拥有合适的业务架构、良好的内部监控系统及合资格的业务人员；（具体参见：证监会另行公布的《胜任能力的指引》、《持牌人或注册人操守准则》、《持牌人或注册人的管理、监督及内部监控指引》）。
- Responsible person：每类受规管活动必须委任至少两名负责人员直接监督有关活动；每类受规管活动必须至少有一名负责人可以时刻监督有关业务。
如果角色安排不会造成冲突，同一人可以受委任监督多于一类受规管活动；并购香港149号金融牌照条件及
cost
，负责人中至少有一名是符合《证券及期货条例》所定义的执行董事；All executive directors must seek approval from the Securities and Futures Commission；呈交牌照申请时，向证监会一并呈交所有拟成为负责人员的核准申请；4.大股东等须具备适当人选的资格：大股东、personnel、就受规管活动而雇用的任何其他人，就该类活动与有联系的任何其他人，must be suitably qualified。
有关详情请阅《证券及期货条》第129条。经过查阅相关资料，When applying for a license，并没有限制信托计划及资管计划等SPV为大股东。但根据《证券及期货条》第129条，要考察大股东的财政能力和偿付能力，SPV为大股东可能很难通过审核。
- 主体的财政能力：持牌法团及注册机构在进行相关业务时，须维持足够的股本及速动资金(速动资金指：能迅速转换成为现金或已属于现金形式的资产)。For example，在申请提供资产管理（第9类牌照）时，持牌法团及注册机构低应缴纳5百万港元股本及维持3百万港元的速动资金。
- 购买相关的保险持牌法团及注册机构在申请相关牌照时，应购买与业务相对应金额的保险。港信通邓先生提供的专业服务公司从初的设置到证监会牌照申请和一站式咨询服务为我们的客户。如果你在香港已经有一个操作,我们可以提供一个持续合规支持来降低你的合规相关
cost
而保持良好的合规控制。
The content of this article is strictly prohibited from being reproduced by any website or individual.，Violators will be punished。Related products：Hong Kong financial license application , Hong Kong financial license registration , Apply for a Hong Kong financial license
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
