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报业:Hong Kong No. 9 Asset Management License Transfer-Disclosure of Hong Kong Financial License Application Conditions

Financial card care question

香港9号资产管理牌照转让香港私募基优秀照也即香港9号金融牌照受深港通刺激内地很多企业都在争相申请或者收购香港的9号牌照,There are 1-10 types of financial licenses。Among them, License No. 9 is a Type 9 regulated business qualification license issued by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。

After obtaining the license for mainland private equity,On the one hand, you can raise funds directly in the Hong Kong market,Attract overseas capital to invest in mainland products;On the other hand, it is also convenient to build international products.,Provide overseas investment channels for mainland customers。

If you need a Hong Kong No. 9 asset management license, you can contact 134-170-46218-Manager Peng Yi. To apply for a Hong Kong No. 9 private equity license, you need two licensees.,In fact, to put it bluntly, if you can provide something yourself and we apply for it for you, the price will be cheaper.,If it's all-inclusive, it's almost the same price as buying it.,For details on application and acquisition of Hong Kong's No. 9 asset management license, please call NuoCapital, a private equity fund affiliated with the Hong Kong Bao Group, to acquire a 30% stake in the parent company of Italian luxury furniture brand Promemoria. Romeo Sozzi, president and founder of Italian furniture group Sozzi Arredamento, recently announced that it has signed a medium- and long-term cooperation agreement with NuoCapital, a private equity fund affiliated with the Hong Kong Bao Group.。

According to this cooperation agreement,NuoCaptial will acquire 30% of SozziArredamento Group。A new general manager will join the leadership team,With Romeo Sozzi and his three sons:Paolo (responsible for product)、Davide (architect,Responsible for projects) and Paolo (responsible for R&D and operations) jointly undertake the management of the brand。

Promemoria said,Both parties share the same vision as the future developer of the brand.,This cooperation will not affect the brand’s existing management,and future development strategies and plans.。Promemoria has announced that it will be in Munich in 2018、Hamburger、New single-brand stores open in Hong Kong and Miami。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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