据彭易经理了解香港保荐人介绍，Based on whether client assets can be held，Can be divided into big and small brands。Big names (unlimited) can hold client assets，Just like domestic public funds,，Client’s assets can be transferred directly to the company’s account，The entire asset can be invested and managed as a unified account。And these investors may not be professional investors (PI)。
But just because of this，In order to protect ordinary investors，The Securities and Futures Commission of Hong Kong has become stricter on such licenses
Require
，Not only does it have extremely high levels of paid-up capital and liquid capital,
Require
，There are also high requirements for licensed responsible persons (ROs).
Require
。So the market price of big brands is higher，Can do more business，Therefore, large listed institutions will tend to apply for or purchase large licenses.，Facilitate business development。
How difficult is it to apply for a Hong Kong 149 financial number license??Specifically：On the corporate side, a private equity firm that intends to apply for a license in Hong Kong must meet the following requirements:
Require
：
- 已在香港注册成立或已向公司注册处注册的海外法团；
- 财务状况及偿债能力良好且公司各人员具备一定资历和经验；
- The company must demonstrate that it has an appropriate business structure、Good internal control system and qualified personnel；
- 获发牌照的资产管理公司必须少有两名负责人员；
- One less responsible officer must be a member of the board of directors；
- If you need to hold client assets，Low paid-up capital of HKD 5 million，Liquid capital is no less than HKD 3 million，In addition, the company needs to comply with strict risk control mechanisms。
Personnel：Individuals including relevant responsible officers and relevant licensed representatives may apply for a license from the Securities and Futures Commission，Must demonstrate competence and integrity standards to the SFC，Be a fit and proper person to carry out regulated activities。How difficult is it to apply for a Hong Kong 149 financial number license??And No. 9 license (small license) cannot hold customer assets，Therefore, separate accounts must be set up for each customer，and may not hold these assets，Can only be managed on behalf of，And investors also have relative restrictions。
Because separate account management is a bit troublesome，Therefore, this type of license may be more suitable for private equity funds，Not suitable for broader fund projects。There are two ways to apply for a Type 9 license by establishing a subsidiary and acquiring a mainland private equity firm. For private equity institutions that want to apply for a Type 9 license，There are generally two ways to apply，One is to set up a subsidiary in Hong Kong，The second is to acquire a company that has successfully applied for the No. 9 license.。The content of this article is strictly prohibited from being reproduced by any website or individual.，Violators will be punished。
Related products：Hong Kong financial license application , Hong Kong financial license registration , Apply for a Hong Kong financial license
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
