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2020年香港149牌照申请指南流程条件时间

Financial card care question

With Shenzhen-Hong Kong Stock Connect,Shanghai-Hong Kong Stock Connect,越来越多的内地管理机构开始踏入香港的金融市场通过在香港设立金融公司来吸引海外的投资者所以港信通国际今天针对大家的需要点整理出了一份2020年香港149牌照申请指南

Process

条件时间上解析2020年香港金融牌照的办理希望可以有所帮助

Based on the application status in the past two years,The Securities and Futures Commission of Hong Kong issues more than 300 Hong Kong No. 149 licenses every year,Most of them were applied by mainland financial institutions.。License No. 149 in Hong Kong

Process

middle,First, you need to set up a branch in Hong Kong,Apply in the name of Hong Kong branch。Preliminarily meets SFC

Require

after,Further investigation into shareholder backgrounds, etc. is required.。

If the applicant is not experienced enough,Generally speaking,It may take more than half a year to apply for the Hong Kong No. 149 license.。Hong Kong License No. 149

Application conditions

在细节上面有一定的变化但是大体的

Require

相仿

Application conditions

:1,成立一家香港公司或者到香港注册处完成境外公司登记

2,拥有合适的公司业务架构

Require

Have a physical office address in Hong Kong,Have an experienced management team to assist in running the company,良好的监控系统能够应对经营过程中出现的业务风险。3,拥有至少两名持有香港相应个人牌照的持牌人员。Nationality,The Hong Kong Securities Regulatory Commission stated that one can have mainland status,Hong Kong identity or foreign identity。

but

Require

One less responsible officer must be based in Hong Kong,in order to directly supervise the relevant business,However, the responsible officer does not need to be in Hong Kong at all times。资产管理公司内少一名负责人员必须为董事局成员,However, if other board members are not actively involved in or responsible for direct supervision of asset management activities,They do not necessarily need to be licensed to be responsible persons in the asset management business。

4,根据经营范围需要符合注册资金和流动资金的低

Require

。Obtain an independent Hong Kong license,是打造国际化资产管理公司必须要走的一步港信通国际涉足香港金融牌照办理已有十余年,Experienced,手上也有149现牌可以转让需要了解的人士可以联系我了解情况直接报价。Related products:香港149牌照申请指南 , 流程条件时间


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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