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2018New regulations on the transfer of insurance brokerage companies in Hong Kong_Hong Kong insurance brokerage license application

Financial card care question

Hong Kong No. 1、4Number、9The license plate is a separate license plate,Different licenses target different business activities,Those who engage in asset management must apply for a Hong Kong license No. 9,Those who carry out securities operations must apply for a Hong Kong license No. 4,Of course, all companies involved can handle 1 at the same time、4、9license plate。The application of Hong Kong No. 149 license has a high impact on the brokerage strength of the applicant company.

Require

,The application time is generally 6 months,The span is relatively long。

In order to reduce processing time, many companies,Save time and effort and find a third-party agency to handle it.,Many of the customers Peng Yi serves are motivated by such considerations.,Find someone with experience,Strong agency agency。Friends in need Peng Yi. According to data released by the Hong Kong Securities Regulatory Commission,2016Year,The China Securities Regulatory Commission issued 165 No. 9 licenses (asset management licenses), the most since 2006。2017By the end of February this year, 17 institutions had applied for license No. 9。

It is not difficult to see from the hot trend of No. 9 plate,Hong Kong stocks surge、In the context of strong demand for overseas asset allocation,More and more companies are entering the Hong Kong market,Attract overseas investors by obtaining a Hong Kong license。Specifically speaking about the conditions for applying for Hong Kong No. 149 license,1.4.9No. license for registered capital、office space、personnel、Legal person resume、Enterprise plans are all detailed

Require

There are two ways to obtain a Hong Kong license,First, register a company in Hong Kong,Apply to the Securities and Futures Commission of Hong Kong to obtain,The other is to directly acquire a company that has successfully applied for a Hong Kong license.。Both of these are acceptable.,We can provide conditional support for the former,like office address,Personnel and other conditions,The latter currently has licenses No. 1/4/9 available for transfer.,A friend in need, Peng Yi.


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Xu Wanting

Xu Wanting

Xu Wanting has been engaged in insurance and financial services compliance work in Hong Kong for many years,Responsible for the preparation of IA insurance brokerage regulatory compliance documents、Internal control process construction、AML system design、Regulatory filings and interactions with regulators。She is familiar with insurance product liability、sales compliance、Institutional requirements such as customer protection regulations and establishment of internal training and compliance systems。

Areas of expertise:IA Insurance Brokerage Regulatory Compliance Documentation、Internal control process construction、AML system design、Customer protection regulations、Internal training。

Previous institutions:Hong Kong insurance brokerage company & IA Compliance Team

Financial card care question

How do mainlanders register a Hong Kong company?

How do mainlanders register a Hong Kong company1、ask:I am a mainland resident and want to set up a limited company in Hong Kong,What conditions are needed?answer:One or more shareholders who are over 18 years old。Mainland citizens or overseas persons with a passport or ID card can apply。
Financial card care question

Japan and Hong Kong Virtual Currency License Transfer-Virtual Currency License Registration Application

We all know that the bank’s one-year fixed deposit interest rate is 2.75%,The average annualized income from bank financial management is 3-5%,Yu’e Bao’s annualized return rate on the 7th is about 4%…Why are the return rates of financial products on the market so low?,
Financial card care question

Want to buy from a Japanese company?,Japanese trading company sale and transfer

Many friends who want to set up companies in Japan want to realize post-import trade.,Utilize resources in Japan,Develop markets,Open up import and export channels。There are many conditions that need to be met to set up a company in Japan.,
Financial card care question

What are the conditions for registering a Hong Kong company?

Detailed introduction of Hong Kong Xintong International Peng Yi Aaron said that everyone can realize that this is an extraordinary year in 2026,A lot of things, big and small, have happened in the past six months。Everything affects our lives。