- Must be a limited company incorporated in Hong Kong or a non-Hong Kong company registered with the Registrar。
- The company has an actual office address in Hong Kong (must be written as Class A)。
- Have an experienced management team to assist in running the company，business framework、Internal control system and qualified responsible personnel RO。
- Must have two licensees，Nationality of licensed individuals and responsible persons，There are no restrictions or special regulations from the Securities Regulatory Commission。
Require
At least one responsible officer must be based in Hong Kong，in order to directly supervise the relevant business。
- At least one responsible person within the company must be a member of the board of directors。
- Registered capital of Hong Kong company
Require
50010,000 Hong Kong dollars；Must always maintain paid-in share capital and liquid capital of no less than HK$3 million。Must open an account in a bank in Hong Kong。
There are other details for applying for Hong Kong financial license No. 1469.
Require
can i：Peng Sheng-134-170-46218 What exactly is a Hong Kong financial license used for?
License Type 1 securities trading·Provide trading/brokerage services of stocks and stock options for clients·Buy and sell bonds for clients·Buy/sell mutual funds and unit trust funds for clients·Place and underwrite securities Category 2 futures contract transactions·Provide clients with trading/brokerage services of index or commodity futures·Buy/sell futures contracts for clients Category 3 leveraged foreign exchange transactions·Conduct foreign exchange transactions for clients on margin Category 4: Advising on securities·Providing investment advice to clients on selling/purchasing securities·Issuing research reports/analyses on securities Category 5: Advising on selling/buying futures contracts·Providing investment advice on selling/buying futures contracts·Issuing research reports/analysing on futures contracts Category 6: Advising on corporate finance、Provide advice on mergers and share repurchases code · Advise listed companies on compliance matters under the Listing Rules Category 7 Provides automated trading services · Operate electronic trading platforms that match customer orders Category 8 Provides securities margin financing · Providing financing to clients who buy stocks and uses the clients’ stocks as collateral Category 9 Provides asset management · Manages securities or futures contract investment portfolios for clients on a discretionary basis · Manages funds on a discretionary basis Category 10 Provides credit rating services · Provides credit rating services to companies、Preparing reports on the creditworthiness of bonds and sovereigns provides additional details for applying for a Hong Kong financial license No. 1469
Require
can i：-Peng Sheng-134-170-46218–Zhongcheng Yinxin won the Hong Kong 4、9Zhongcheng Yinxin, a new starting point for overseas investment layout, has officially obtained the license from the Hong Kong Securities Regulatory Commission.(SFC)Issued No. 4、9license plate。
Since then，Zhongcheng Yinxin will be able to provide customers with professional and diversified cross-border asset management services based on a global perspective.。future，Zhongcheng Yinxin will develop a complete asset allocation plan based on the specific needs of customers.，Zhongcheng Yinxin is committed to integrating the group's high-quality resources、Connect domestic and overseas resources，Strive to make Zhongcheng Yinxin a global provider of asset management and wealth management services。
The company specializes in handling various financial licenses，Including Hong Kong insurance broker license、Private equity fund license、insurance broker license、insurance agent license、Insurance adjuster license、Commercial factoring license、Financial leasing license、pawn shop license、Financing guarantee license、Small loan license、Pay license、Crowdfunding company license、Credit reporting license、Internet financial brand，Hong Kong Financial License No. 1469；The company can also provide various financial license transfer services。”””
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
